Senior Internal Auditor

This listing was posted on ApplicantPro.

Senior Internal Auditor

Location:

Tallahassee, FL

Description:

Come grow with us! First Commerce is expanding, and we want you to join our dynamic, winning team. At FCCU, you can expect competitive pay, best in class benefits, initial and ongoing training and development, and career growth opportunities. Don't just look for a job, 'consider a career where you empower people to enhance their financial well-being and make a difference to our communities. Apply with us today! The primary purpose of this position is to assist First Commerce in fulfilling our Vision To Be Our Member's Financial Partner for Life . This is achieved through delivering Remarkable Member Service as defined by our Service Standards as well as building and maintaining strong member relationships through identification of member's financial needs and effectively recommending appropriate products and services to meet those needs. The Senior Internal Auditor plans and executes a comprehensive internal audit program providing an independent and objective assessment of the effectiveness of the credit union's internal controls, the security of its information and its compliance with regulatory requirements. The Senior Internal Auditor works with external audit firms to assist in the preparation, completion, and tracking of audits to ensure the safety and soundness of the credit union. The Senior Internal Auditor maintains all organizational and professional ethical standards in accordance with the Institute of Internal Auditors Professional Practices Framework, including its Code of Ethics. The Senior Internal Auditor reports functionally to the Audit Committee of the Board of Directors and administratively to the Director of Risk Management. RESPONSIBILITIES: Develops an annual internal audit plan for the review of the financial, business and administrative activities of the credit union, proposing areas of audit in order of their related risk. Develops and completes an overall business and process risk assessment to drive the development of the annual audit plan. Identifies risks throughout the year and adjusts the audit plan and testing procedures accordingly. Plans and controls the audit without assistance, applying the appropriate audit sampling techniques and methods to set the appropriate scope for each audit. Analyzes internal controls to determine areas of weakness and makes recommendations to mitigate those weaknesses. Identifies and documents the need for policies, internal controls, and procedures. Reviews established systems to ensure compliance with those policies, plans, procedures, laws and regulations which could have a significant impact on operations; reports on findings including whether the credit union is in compliance. Plans the objective, nature, timing, and scope of internal and external audit projects based on the current risk environment and regulatory requirements. Reviews the reliability and integrity of financial and operating information and the means used to identify, measure, classify, and report such information. Acquires sufficient operational knowledge, and additional training as needed, to effectively audit the different areas of the credit union. Provides management oversight to the Quality Assurance Supervisor and quality and operational assurance teams. Responsible for direct supervision of the Cybersecurity Auditor. Oversees auditing of general and application controls across a variety of technologies and platforms using IS best practices and standards, including the NIST Cybersecurity and Risk Management Frameworks. Oversees the development of a robust IS Audit Plan and independently executes in accordance with IA standards, relevant government statutes, and regulations. Appraises the economy and efficiency with which resources are employed within the department subject to audit. This includes reviewing department operations or programs to ascertain whether results are consistent with established objectives and goals and whether the operations or programs are being carried out as planned. Produces audit reports which are objective, clear, concise, constructive, and timely. Produces summary reports of audit findings to the Audit Committee. Follows up to ascertain that appropriate and timely action was taken on reported audit findings. Serves as liaison/host to external auditors and regulatory examiners, coordinating onsite examinations. Responsible for oversight of outside firms engaged to perform compliance audits, internal audits, financial audits, cybersecurity and I.T. audits, as well as any other outside firms engaged to assist in risk management functions. This includes preparation of requests for proposal (RFPs) from these firms; evaluation of the results, due diligence of the vendors, and recommendations to the Senior Executive Team and/or Audit Committee. Attends quarterly Audit Committee meetings. Monitors, tracks and reports to the Audit Committee and/or Management the status of Management's actions taken to address audit and examination findings. Collects, analyzes, interprets, and documents information to support audit results. Indexes, references, and identifies all work papers in a manner that clearly supports and explains findings; safeguards work papers. Identifies indicators of fraud sufficient to warrant investigations. Investigates, or monitors investigations of, mysterious disappearances of cash or other assets. Other duties that may be assigned. REQUIREMENTS Must have knowledge of all applicable policies, procedures, laws, and regulations related to FCCU enterprise operations. Must have knowledge of lending and deposit activities. Excellent written and verbal communication skills are required. Must exhibit the ability to represent FCCU in a professional manner when dealing with external agencies. This role requires a high degree of confidentiality. Must have strong analytical skills. Must be detail oriented, a self-starter, and exhibit prior demonstration of good judgment. Works independently to accomplish tasks. Must maintain current and relevant audit knowledge through continuous professional development. Must be able to travel between financial centers; some overnight travel will be required. Must comply with the Institute of Internal Auditors Code of Ethics. Required Education and Experience Baccalaureate degree in Accounting, Finance, or Business from an accredited college or university. 4+ years of relevant / direct industry experience. Internal audit experience preferred. Active certification as a Certified Internal Auditor (CIA), CPA, or other equivalent license preferred. Must have experience managing a team or department. Core Competencies Manages Risk - Working Experience - Assesses and effectively manages all of the risks associated with their business objectives and activities to ensure activities are in alignment with the credit union's risk appetite and risk management framework. Member Focus - Extensive Experience - Knowledge of the values and practices that align member needs and satisfaction as primary considerations in all business decisions, and ability to leverage that information in creating customized member solutions. Business Acumen - Working Experience - Knowledge, insight, and understanding of business concepts, tools, and processes that are needed for making sound decisions in the context of the company's business; ability to apply this knowledge appropriately to diverse situations. Process Management - Extensive Experience - Knowledge of business process improvement tools and techniques and ability to understand, monitor, update, or enhance existing business or work processes. Effective Communications - Extensive Experience - Understanding of effective communication concepts, tools and techniques; ability to effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication behaviors. Decision Making and Critical Thinking - Working Experience - Understanding of the issues related to the decision-making process; ability to analyze situations fully and accurately and reach productive decisions. Planning and Organizing - Extensive Experience - Mobilizes both time and resources to get things done. Audit Function- Extensive Experience - Knowledge of and ability to manage the major responsibilities, accountabilities, and organization of the Internal Audit function or department. Internal Controls - Extensive Experience - Knowledge of, and ability to create, implement, evaluate and enhance processes in internal controls. Auditing - Extensive Experience - Knowledge of organization's internal audit processes, practices and methods. Data Gathering and Reporting - Extensive Experience - Knowledge of and ability to utilize tools, techniques, and processes for gathering and reporting data in a particular department or division of a company. Americans with Disability Specifications The primary work location for this position is the First Commerce Administration Building (RWF). Job Posted by ApplicantPro

Company:

First Commerce Credit Union

Posted:

December 26 2023 on ApplicantPro

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Senior Internal Auditor | Internal Auditor in Accounting & Finance Job at First Commerce Credi1

Senior Internal Auditor

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