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Compliance Officer
Location:
Malton
Description:
Compliance Officer Financial Services Malton, North Yorkshire A GBP 29,000 : A GBP 31,500 per annum plus bonus Commutable from York, Malton, Driffield, Pickering, North Yorkshire Permanent office: based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well: established company based in Malton, North Yorkshire who are looking for an experienced Compliance Officer to join their team. The Role You will be an experienced compliance officer who will be working within the Operations Department. As an integral part of the Compliance Team, you will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to our risk management framework. Duties Conduct file checks, departmental assurance, risk, client outcome and third: party due diligence monitoring and oversight activities Collaborating with the Compliance and wider teams to develop the 1st and 2nd line of defence approach to risk management Supporting the Compliance Team in the preparation and collation of regulatory reporting Providing guidance on the creation of, and review and approval of financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures Undertaking and advising on Consumer Duty including but not limited to product governance, fair value backssments and completion of insurer information requests Developing compliance working papers, testing and management information including outcomes reporting Providing oversight and maintenance of agency, introducer, appointed representative and third party contract management variations, backssments, and maintenance Completion of general compliance team administrative tasks, record keeping and maintenance Skills/Knowledge Minimum of 2 years compliance /quality assurance and or risk management experience, within an FCA regulated business Good understanding of general retail insurance products Good working knowledge e of. Visit ListedBuy for more information.
Posted:
March 8 on ListedBuy
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More About this Listing: Compliance Officer
Compliance Officer is a Executive Compliance Officer Job located in United States. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.
Compliance Officer is a Executive Compliance Officer Job located in United States. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.