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Compliance Officer
Location:
Westminster
Description:
Compliance Officer Location: Durham (DH1 1SL), Lytham St Annes (FY8 4TS), Glasgow (G2 8JX), London (SW1 3BT) Salary: c A GBP 47,800 London; c A GBP 44,620 Durham, Lytham, Glasgow The Role Working as part of the Compliance Team responsible for implementing and delivering the Compliance function in line with the organisations compliance policies. This role is part of a team working in the following core areas: Representing the Compliance function on business projects and providing appropriate advice and guidance. Represent the Compliance function with the successful implementation and onboarding of new GPS clients, and in the ongoing delivery in line with all clients compliance requirements Providing guidance on the creation of and reviewing and approving financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures. Providing guidance and support to the organisation and Business delivery partners to ensure that financial promotions best practice is embedded within the business. Providing guidance on the resolutions and remedial action required for business incidents Managing the process of and responses to Freedom of Information (FOI) requests received by the business within statutory timescales. Providing advice and guidance to Business delivery partners and the organisation complaints team on complex customer complaints and policy interpretation. The team objective is to ensure that the organisation is compliant with laws and regulations and that reputational risk is managed where business decisions are taken. Skills and Experience Essential Experience: Extensive experience which has included the following aspects: In: depth knowledge and understanding of all rules, regulations, codes of practice, guidance and industry best practice relating to advertising and customer communications applicable in the financial services industry Working knowledge of the FCAs rules relevant to retail. Visit ListedBuy for more information.
Posted:
March 27 on ListedBuy
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More About this Listing: Compliance Officer
Compliance Officer is a Executive Compliance Officer Job located in United States. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.
Compliance Officer is a Executive Compliance Officer Job located in United States. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.