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Manager, Testing and Monitoring
Location:
Toronto
Description:
Requisition ID: 183688 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Support the execution of monitoring and testing activities related to operational, regulatory, and compliance risks within Global Wealth Management (GWM). This individual supports the first-line testing and monitoring activities across several business and functional units within GWM including risk backssments to ensure the adequacy of controls, processes and protocols to mitigate regulatory and operational risks (including legal, securities, tax) and risks of financial loss, regulatory fines, penalties or sanctions, litigation and reputational damage to wealth units and identify areas of opportunity to strengthen the control environment and control activities. Accountabilities: • Develop expert understanding of Global Wealth business units (brokerages, asset management, estates and trust, private banking, mutual fund dealers, and International Wealth Management), including operational processes, regulatory obligations and risk governance • Support the development of the annual monitoring and testing plan • Support the execution of the annual monitoring and testing plan in accordance with methodologies, enterprise requirements and standards • Support the Electronic Communications monitoring program within Global Wealth Management • Analyze data, alerts and results of monitoring, backssments and inventories to identify potential gaps, patterns and trends • Support ad-hoc, special and/or focused reviews as necessary, as well as other duties and projects as assigned • Responsible for pre-work to facilitate minimal business disruption to the business (e. g. reviewing available documentation to support the creation of test scripts) • Communicate testing results with internal RCSA and CRCA stakeholders on the effectiveness of controls identified through those programs. Share “best in class” controls identified. Visit ListedBuy for more information.
Company:
Scotiabank
Posted:
April 23 on ListedBuy
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More About this Listing: Manager, Testing and Monitoring
Manager, Testing and Monitoring is a Executive Manager Job at Scotiabank located in United States. Find other listings like Manager, Testing and Monitoring by searching Oodle for Executive Manager Jobs.
Manager, Testing and Monitoring is a Executive Manager Job at Scotiabank located in United States. Find other listings like Manager, Testing and Monitoring by searching Oodle for Executive Manager Jobs.